Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Daniel Harkleroad is a financial advisor who has been in the industry since 1999. Currently, he is registered with Wells Fargo Clearing Services, LLC as a registered representative. Prior to his current role, Jon Daniel Harkleroad was employed by E*TRADE SECURITIES LLC and HARRISDIRECT LLC. Jon Daniel Harkleroad holds several licenses and certifications, including Series 63, Series 10, Series 9, Series 24, Series 99TO, SIE, and Series 7. He also has state registrations in Arkansas, Massachusetts, Minnesota, North Carolina, and Utah. Jon Daniel Harkleroad specializes in working with a variety of clients, including high-net-worth individuals, individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/04/2013 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
GA
10/13/2006 - 01/09/2013
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NC
09/16/1998 - 10/13/2006
HARRISDIRECT LLC (CHARLOTTE NC)
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jon Harkleroad is the right advisor for you? Invested Better is here to help.
