Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Craig Swanson is a Registered Representative with BOK Financial Securities, Inc. Jon has been in the industry since December 2005. Jon has been registered with BOK Financial Securities, Inc. since March 2009. Jon has also worked for First Wall Street Corp. and Morgan Stanley DW Inc. Jon is licensed in Oklahoma. Jon holds the following securities licenses: Series 4, 7, 14, 24, 31, 53, 66, 79TO, 99TO and SIE. Jon is also a Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
03/18/2009 - Present
BOK Financial Securities, Inc. (TULSA OK)
CA
07/17/2006 - 12/31/2008
FIRST WALL STREET CORP. (SAN DIEGO CA)
MN
10/04/2005 - 06/20/2006
MORGAN STANLEY DW INC. (MINNEAPOLIS MN)
BOTH
Issued 10/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/17/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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