Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Cooper is a financial advisor with over 15 years of experience in the industry. Jon is currently registered with Deutsche Bank Securities Inc. and is located in the Jacksonville, Florida area. Jon is a Series 7, Series 24, Series 53, Series 55, Series 31, Series 9, Series 10, Series 4, and Series 63 licensed representative. Jon has been licensed since 2006 and has held previous positions with Commonwealth Financial Network, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and Fidelity Brokerage Services LLC. Jon has a strong background in the industry, having worked with multiple reputable firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
01/03/2022 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
MA
09/07/2011 - 10/05/2021
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
RI
10/23/2009 - 09/06/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
08/08/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
RI
02/23/2006 - 05/12/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 03/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/27/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/11/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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