Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Conner is a registered representative with Bofa Securities, Inc. based in San Francisco, CA. Jon has been in the securities industry since June 17, 2001 and holds a Series 63, 66, 7, and SIE licenses. Jon has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Rydex Distributors, LLC, Security Distributors, Inc., BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, and Lehman Brothers Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
05/10/2019 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
06/13/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
10/21/2009 - 05/27/2011
RYDEX DISTRIBUTORS, LLC (SAN FRANCISCO CA)
KS
12/15/2008 - 11/06/2009
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
CA
11/13/2006 - 08/01/2007
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
CA
06/07/2001 - 01/17/2007
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
10/14/1999 - 03/02/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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