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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Waldeck is a financial advisor with Ameriprise Financial Services, LLC. Jon has been in the industry since 1991. Jon has passed the Series 63, 65, 7, 8, 9, 10, and 24 exams and holds registrations in many states including Florida, Indiana, Kentucky, and Texas. Jon's previous experience includes Ameriprise Advisor Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jon is registered as an Investment Advisor Representative and a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/16/2017 - Present
Ameriprise Financial Services, LLC (Naples FL)
KY
12/18/1992 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LOUISVILLE KY)
NY
04/24/1991 - 11/30/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 09/26/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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