Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Christopher Miller is a financial professional with over 20 years of experience in the industry. Jon is currently registered with Lake Street Capital Markets, LLC and holds Series 7, 24, 55, 57TO and 63 licenses. Previously, Jon worked at PIPER JAFFRAY & CO. from August 2002 to June 2018. Jon is a licensed professional in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
03/04/2019 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
08/08/2002 - 06/04/2018
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 10/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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