Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Charles Williams is a financial advisor with LPL Financial LLC. Jon has been working in the financial services industry since January 1998. Jon is registered to offer securities in 9 states, including Alabama, Louisiana, Mississippi, North Carolina, Pennsylvania, Texas, and Washington. Jon holds FINRA Series 6, 7, and 63 licenses as well as the SIE exam. Jon also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MS
08/23/2021 - Present
LPL Financial LLC (POPLARVILLE MS)
MS
03/01/2019 - 08/24/2021
WOODBURY FINANCIAL SERVICES, INC. (POPLARVILLE MS)
MS
12/01/2006 - 03/01/2019
QUESTAR CAPITAL CORPORATION (POPLARVILLE MS)
MS
04/19/2002 - 12/01/2006
USALLIANZ SECURITIES, INC. (POPLARVILLE MS)
NY
05/03/1999 - 04/18/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/14/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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