Unclaimed
Jon Carney Emerson is a financial advisor with Raymond James & Associates, Inc. working in the NEW ORLEANS, LA branch. Jon has been in the industry since 1999 and has passed several exams including Series 66, Series 7, and SIE. Jon is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Louisiana. Jon has held previous positions with Morgan Keegan & Company, Inc., AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Jon has a strong track record of success in the financial services industry and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
11/19/2014 - Present
Raymond James & Associates, Inc. (NEW ORLEANS LA)
AR
05/15/2000 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FAYETTEVILLE AR)
NY
10/14/1999 - 05/25/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/14/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 03/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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