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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Patacca is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with offices in New York, NY. Jon is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advisory services in Nevada and Texas. Jon has over 20 years of experience in the financial services industry and has held positions with several other firms, including Scottrade, Inc., McDonald Investments Inc., NatCity Investments, Inc. and Morgan Stanley DW Inc. Jon has also passed several industry examinations, including the Series 7, Series 31, Series 9, Series 10, and the Uniform Combined State Law Examination (Series 66). Jon is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
01/21/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RENO NV)
NY
07/25/2007 - 04/16/2015
SCOTTRADE, INC. (NEW YORK NY)
OH
04/06/2004 - 02/15/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
11/13/2003 - 06/29/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
07/27/2001 - 06/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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