Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Brian Ploscowe is a financial professional with over 30 years of experience in the financial services industry. Jon is currently registered with Stonex Financial Inc. and has held previous positions at Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc. and Salomon Smith Barney Inc. Jon holds the Series 7, 24, 55, 57TO, 99TO, and SIE licenses. Jon is registered in 52 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/31/2018 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
04/02/2014 - 11/21/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/25/2011 - 01/09/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/01/2008 - 08/25/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/20/2002 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/24/1990 - 01/18/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 08/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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