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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Bate Dalton is an investment advisor representative for Fidelity Personal and Workplace Advisors. Jon is registered with both FINRA and the Securities Investor Protection Corporation (SIPC). Jon began their career in the financial services industry in 1993. Jon has extensive experience in financial planning, portfolio management and providing educational seminars for clients. Prior to joining Fidelity Personal and Workplace Advisors, Jon was an investment advisor representative for Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Jon has a strong understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals. Jon specializes in working with individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
UT
07/09/1996 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
IN
11/01/1993 - 07/16/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/17/1993 - 07/16/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 1/6/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/8/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 8/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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