Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Ondracek is a financial advisor with over 30 years of experience in the industry. Jon currently works for Stifel, Nicolaus & Company, Inc. Jon is a licensed advisor in multiple states and holds the Series 7, Series 63, and Series 65 licenses as well as the SIE designation. Prior to joining Stifel, Nicolaus & Company, Inc., Jon worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/03/2019 - Present
Stifel, Nicolaus & Company, Inc. (MURRIETA CA)
CA
10/23/2009 - 04/05/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TEMECULA CA)
CA
04/21/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HEMET CA)
NY
04/19/2001 - 04/24/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/23/1990 - 03/13/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/23/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CA
02/13/1990 - 07/09/1990
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 04/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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