Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Urruzuno is a financial advisor with Oppenheimer & Co. Inc. Jon has over 9 years of experience in the financial industry. Jon has been registered with the Securities and Exchange Commission (SEC) since 2013 and has been a registered representative of UBS Financial Services Inc. since 2013. Jon holds the Series 7, Series 66, and SIE licenses. Jon specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Jon is also a licensed investment advisor in Texas. Jon's office is located in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/10/2022 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
10/29/2013 - 05/18/2022
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 12/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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