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Jon Allen Banister

THE Leaders Group, Inc.

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About Jon Allen Banister

Jon Allen Banister is a financial professional with over 40 years of experience in the industry. Jon has held various roles at several firms, including Wells Fargo Clearing Services, LLC, Lockton Financial Advisors, LLC, NFP Securities, Inc., Madison Avenue Securities, Inc., National Planning Corporation, Stanton Investment Services, Inc., Marquette Financial Group, Inc., and Northwestern Mutual Investment Services, LLC. Jon is currently registered with The Leaders Group, Inc. in Texas and is also registered in Minnesota and South Dakota. Jon's primary focus is on helping clients achieve their financial goals.

Firm Information

Jon Banister is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jon Banister’s Registration & Firm History

CO

10/03/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

TX

09/17/2014 - 10/16/2019

WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)

TX

01/24/2011 - 08/25/2014

LOCKTON FINANCIAL ADVISORS, LLC (DALLAS TX)

TX

10/29/2008 - 01/19/2011

NFP SECURITIES, INC. (DENTON TX)

TX

01/11/2007 - 10/31/2008

MADISON AVENUE SECURITIES, INC. (DALLAS TX)

TX

11/17/2005 - 11/29/2006

NATIONAL PLANNING CORPORATION (DALLAS TX)

TX

05/28/2002 - 11/17/2005

STANTON INVESTMENT SERVICES, INC. (RICHARDSON TX)

MN

06/29/2001 - 05/22/2002

MARQUETTE FINANCIAL GROUP, INC. (MINNEAPOLIS MN)

WI

10/14/1982 - 05/10/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

06/07/1994 - 03/14/2001

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 04/28/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon Allen Banister.
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