Unclaimed
Jon Alexander Horning is a financial advisor currently registered with Empower Advisory Group, LLC. Jon has been working in the financial services industry since 2005. Jon has passed the Uniform Combined State Law Examination (Series 66), the Uniform Securities Agent State Law Examination (Series 63) and the Investment Company Products/Variable Contracts Principal Examination (Series 26). Jon is currently licensed in Colorado and Kansas. Jon has previously worked at AXA ADVISORS, LLC, ALLSTATE FINANCIAL SERVICES, LLC and FARMERS FINANCIAL SOLUTIONS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/20/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
KS
11/06/2017 - 01/22/2019
AXA ADVISORS, LLC (WICHITA KS)
KS
02/21/2013 - 11/01/2017
ALLSTATE FINANCIAL SERVICES, LLC (WICHITA KS)
KS
02/15/2002 - 03/03/2009
FARMERS FINANCIAL SOLUTIONS, LLC (WICHITA KS)
CA
10/11/2000 - 01/25/2002
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 08/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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