Unclaimed
Jon Alexander Bates is a financial professional with experience in the industry since 2019. Jon is currently registered with Perella Weinberg Partners LP in Houston, Texas. Jon holds Series 63, 79TO, and SIE licenses. Jon previously worked at Tudor, Pickering, Holt & Co. Securities, LLC. Jon is a registered representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/04/2021 - Present
Perella Weinberg Partners LP (Houston TX)
TX
05/07/2019 - 01/04/2021
TUDOR PICKERING HOLT & CO ADVISORS LP (HOUSTON TX)
BC
Issued 05/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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