Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Alan Kerby is a registered representative with Tcfg Investment Advisors, LLC, based in Laguna Niguel, CA. Jon has been in the financial services industry since 1988. Jon also works for Tcfg Insurance Solutions, LLC and has been in business as Kerby Financial Services Inc since 2005. Jon provides portfolio management for individuals and financial planning services. Jon is registered with FINRA and is a registered investment advisor in California, Colorado, Illinois, Massachusetts and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/02/2020 - Present
Tcfg Investment Advisors, LLC (LAGUNA NIGUEL CA)
CA
02/23/2000 - 08/01/2013
NATIONAL PLANNING CORPORATION (ESCONDIDO CA)
CA
04/16/1996 - 02/23/2000
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
MD
08/02/1995 - 12/18/1995
THE ADVISORS GROUP, INC. (BETHESDA MD)
CA
11/18/1993 - 06/16/1995
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
IA
03/21/1990 - 03/25/1991
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CA
11/16/1989 - 01/31/1990
PLANNER'S INDEPENDENT MANAGEMENT, INC. (SAN MARCOS CA)
NA
02/08/1989 - 11/14/1989
WARNER BECK INCORPORATED
CA
11/12/1986 - 11/14/1989
WARNER BECK INCORPORATED (SAN DIEGO CA)
NA
11/29/1988 - 01/26/1989
STATE BOND SALES CORPORATION
NA
01/23/1985 - 11/17/1986
TITAN CAPITAL CORPORATION
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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