linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jon A Duprau

Ashton Thomas Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jon? Claim Your Profile

About Jon A Duprau

Jon Duprau is a financial advisor with over 20 years of experience in the industry. Jon is currently registered with Ashton Thomas Securities, LLC and Quantum Portfolio Management. Jon specializes in providing financial planning and portfolio management services to individuals. Jon is licensed to provide financial services in California, New Jersey, New York, Oklahoma and Texas. Jon has experience working with a variety of clients, including individuals, corporations, and investment companies.

Firm Information

Jon Duprau is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jon Duprau’s Registration & Firm History

NY

05/21/2024 - Present

Ashton Thomas Securities, LLC (New York NY)

NY

04/12/2018 - 06/21/2023

RAYMOND JAMES & ASSOCIATES, INC. (New York NY)

CA

05/12/2011 - 04/17/2018

J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)

CA

07/01/2003 - 05/13/2011

WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)

NY

07/17/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Jon A Duprau is right for you?

Licenses & Designations

IA

Issued 05/17/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/10/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2005

Series 3 - National Commodity Futures Examination

BC

Issued 04/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon A Duprau.
Not sure if Jon A Duprau is right for you?