Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jolie? Claim Your ProfileJolie Clare Duval is a financial advisor with over 20 years of experience in the industry. Jolie is currently registered with Alight Financial Solutions, LLC in Charlotte, NC and is licensed to sell securities in North Carolina and Wisconsin. Jolie's previous experience includes working with LPL Financial LLC and Princor Financial Services Corporation in Illinois. Jolie has a strong background in securities and investment company products. Jolie holds the Series 6, 7, and 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/03/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
IL
11/01/2013 - 10/04/2022
LPL FINANCIAL LLC (LIBERTYVILLE IL)
IL
02/06/2013 - 11/11/2013
PRINCOR FINANCIAL SERVICES CORPORATION (LIBERTYVILLE IL)
MA
12/15/1999 - 06/21/2002
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
WI
04/17/1990 - 01/21/1999
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
BC
Issued 04/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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