Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jolene? Claim Your ProfileJolene Albrecht is a financial advisor at UBS Financial Services Inc. with over 25 years of experience in the financial industry. Jolene has held several positions at various firms including WELLS FARGO ADVISORS, LLC, EURO PACIFIC CAPITAL, INC., UMPQUA INVESTMENTS, INC., UBS FINANCIAL SERVICES INC., WELLS FARGO INVESTMENTS, LLC, CITIGROUP GLOBAL MARKETS INC., U.S. BANCORP PIPER JAFFRAY INC., E*OFFERING and CRUTTENDEN ROTH INCORPORATED. Jolene is registered in 29 states and holds Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/12/2014 - Present
UBS Financial Services Inc. (IRVINE CA)
CA
12/20/2012 - 05/30/2014
WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)
CA
11/15/2012 - 12/20/2012
EURO PACIFIC CAPITAL, INC. (NEWPORT BEACH CA)
OR
04/20/2009 - 07/16/2012
UMPQUA INVESTMENTS, INC. (PORTLAND OR)
OR
09/19/2006 - 04/23/2009
UBS FINANCIAL SERVICES INC. (PORTLAND OR)
OR
01/26/2004 - 09/22/2006
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
NY
11/20/2001 - 10/15/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
09/25/2000 - 11/13/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
09/20/1997 - 10/16/2000
E*OFFERING (SAN FRANCISCO CA)
CA
10/08/1996 - 04/04/1997
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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