Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joi? Claim Your ProfileJoi Lynn Generazio is a registered representative with UBS Financial Services Inc. with an office in Jericho, NY. Joi has been in the securities industry since 1997 and has experience with Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ehrenkrantz King Nussbaum, Inc., Fahnestock & Co. Inc., and National Financial Services Corporation. Joi is licensed to provide investment advice in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (JERICHO NY)
NY
03/21/2006 - 11/21/2008
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NY
06/06/2005 - 03/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
02/09/2004 - 05/24/2005
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
05/21/1999 - 10/02/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
MA
06/27/1997 - 05/13/1999
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BOTH
Issued 02/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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