Unclaimed
Johnson Powell Noerdlinger is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 25 years of experience in the financial services industry. Johnson is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Johnson is also a registered investment advisor in Oklahoma. In addition to their Series 7, 31, and 63 licenses, Johnson holds the Series 65 license. Their previous experience includes roles at Wells Fargo Clearing Services, LLC and A.G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/26/2018 - Present
Stifel, Nicolaus & Company, Inc. (OKLAHOMA CITY OK)
OK
01/01/2008 - 09/11/2018
WELLS FARGO CLEARING SERVICES, LLC (OKLAHOMA CITY OK)
OK
08/31/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OKLAHOMA CITY OK)
IA
Issued 11/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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