Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnson? Claim Your ProfileJohnson Minh Hoang is a financial advisor with LPL Financial LLC. Johnson has been in the financial industry since 2004. Johnson has a Series 7, Series 6, and Series 63 license and has passed the SIE, Series 65 and the Uniform Securities Agent State Law Examination. Johnson is licensed to provide financial services in Arizona, California, Colorado, Florida, Maryland, Mississippi, Missouri, Nevada, New Mexico, North Carolina, Oregon, Texas and Utah. Johnson was previously registered with SUMMIT BROKERAGE SERVICES, INC. and LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/24/2019 - Present
LPL Financial LLC (HUNTINGTON BEACH CA)
CA
11/03/2014 - 06/10/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
03/04/2010 - 11/04/2014
LPL FINANCIAL LLC (EL SEGUNDO CA)
CA
05/02/2009 - 02/18/2010
CHASE INVESTMENT SERVICES CORP. (GARDEN GROVE CA)
CA
02/25/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (GARDEN GROVE CA)
CA
05/08/2006 - 05/11/2007
WM FINANCIAL SERVICES, INC. (VISTA CA)
NY
10/25/2004 - 11/07/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
WI
04/12/2004 - 10/13/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 03/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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