Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnson? Claim Your ProfileJohnson Leung is an investment advisor representative at Wells Fargo Clearing Services, LLC. Johnson has been in the industry since 2001 and has a wide range of experience working with individual clients, institutions, and businesses. Johnson is registered in 16 states and specializes in investment consulting services, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/05/2023 - Present
Wells Fargo Clearing Services, LLC (TORRANCE CA)
CA
10/01/2012 - 10/06/2023
J.P. MORGAN SECURITIES LLC (BURBANK CA)
CA
05/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BURBANK CA)
CA
01/03/2011 - 05/05/2011
WELLS FARGO ADVISORS, LLC (GLENDALE CA)
CA
04/19/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (GLENDALE CA)
CA
03/30/2004 - 07/07/2006
CUNA BROKERAGE SERVICES, INC. (LAKEWOOD CA)
NY
02/05/2003 - 02/11/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/17/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
MN
08/23/2001 - 12/20/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/23/2001 - 12/20/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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