Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnson? Claim Your ProfileJohnson Asase jr. is a financial advisor with New York Life Investment Management LLC. He has been in the financial industry since 2014. Johnson holds the Series 7, Series 66, and SIE exams. He has previously worked at Morgan Stanley and Rockwell Securities LLC. Johnson specializes in providing financial advice to individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
10/28/2021 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
NY
09/15/2015 - 05/16/2017
MORGAN STANLEY (NEW YORK NY)
NY
03/14/2014 - 02/17/2015
MORGAN STANLEY (NEW YORK NY)
NY
12/19/2012 - 02/24/2014
ROCKWELL SECURITIES LLC (NEW YORK NY)
BOTH
Issued 06/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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