Unclaimed
Johnny Wayne Ramzy is a financial advisor with Ameriprise Financial Services, LLC, with over 25 years of experience in the financial services industry. Johnny has a strong background in both securities and investment advisory services. Johnny has a broad range of experience working with clients including individuals, trusts and estates, insurance companies, charitable organizations, high-net-worth individuals, pension and profit sharing plans, corporations, and state or municipal government entities. Johnny also holds a Series 63, Series 65, Series 7, Series 9, Series 10, and SIE licenses. Prior to working with Ameriprise Financial Services, LLC, Johnny was also registered with Southwest Securities, Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/20/2012 - Present
Ameriprise Financial Services, LLC (DALLAS TX)
TX
11/21/2005 - 01/26/2012
SOUTHWEST SECURITIES, INC. (AUSTIN TX)
NY
10/17/1995 - 11/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 11/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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