Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Ruiz is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. He is a Series 7, Series 66 and SIE licensed professional with 16 years in the financial industry. Johnny is registered to provide securities and advisory services in California, Florida, Georgia, New Jersey, New York, North Carolina, South Carolina, Tennessee and Texas. Johnny is also registered as an Investment Advisor Representative with Merrill Lynch in South Carolina and Texas. His experience includes work with Bank of America and Vozzcom Inc. He is also currently involved in an outside business as a producer/self-employed, releasing digital music previously recorded during his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENVILLE SC)
BOTH
Issued 10/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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