Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Romero is a financial professional with over 15 years of experience in the financial services industry. Johnny holds the Series 7, 25, 63, 99TO and SIE licenses, and is currently registered with BNP Paribas Securities Corp. Prior to joining BNP Paribas Securities Corp., Johnny was employed by several major financial institutions, including J.P. Morgan Prime Inc., J.P. Morgan Securities LLC, CIMB Securities (USA), Inc., RBS Securities Inc., and ABN AMRO Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2021 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
08/13/2019 - 07/12/2021
J.P. MORGAN PRIME INC. (NEW YORK NY)
NY
08/27/2018 - 07/12/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/16/2012 - 07/07/2017
CIMB SECURITIES (USA), INC. (NEW YORK NY)
CT
09/11/2009 - 07/13/2012
RBS SECURITIES INC. (STAMFORD CT)
NY
07/01/2008 - 09/11/2009
ABN AMRO INCORPORATED (NEW YORK NY)
NY
05/31/2005 - 05/17/2006
CALYON SECURITIES (USA) INC (NEW YORK NY)
BC
Issued 11/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2005
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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