Unclaimed
Johnny Poole is a Registered Representative and Investment Advisor Representative at State Farm Investment Management Corp. Johnny has over 20 years of experience in the financial services industry. Johnny is a registered representative with FINRA and registered as an investment adviser in Alabama. Johnny has a Series 7, Series 6, Series 63 and Series 65 licenses. Johnny has also earned the Series 24 Principal License. In addition to his role at State Farm Investment Management Corp, Johnny also owns and operates Johnny Poole’s Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AL
01/25/2023 - Present
State Farm Investment Management Corp. (Hoover AL)
AR
12/16/2016 - 03/03/2021
ARVEST WEALTH MANAGEMENT (LITTLE ROCK AR)
FL
10/11/2011 - 12/21/2016
LPL FINANCIAL LLC (LAKELAND FL)
AL
04/16/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (ONEONTA AL)
AL
02/13/2007 - 04/18/2007
MORGAN KEEGAN & COMPANY, INC. (TUSCALOOSA AL)
AL
10/27/1999 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (TUSCALOOSA AL)
IA
Issued 10/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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