Unclaimed
Johnny Phuc Tran is a registered representative with Vanguard Marketing Corp. Johnny is licensed in 53 states and holds the Series 7TO, Series 63, and SIE licenses. Johnny joined Vanguard Marketing Corp. on August 31, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/31/2022 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 09/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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