Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Phan is a registered representative with Evercore Group LLC, a firm that is not in scope of the Investment Advisers Act of 1940. Johnny is currently registered in 37 states, and has been in the securities industry since October 17, 2021. Before joining Evercore Group LLC, Johnny worked at ROBERT W. BAIRD & CO. INCORPORATED and UBS SECURITIES LLC. Johnny has passed the Series 63, 79TO, 86, 87, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/25/2024 - Present
Evercore Group LLC (NEW YORK NY)
IL
04/20/2022 - 04/25/2024
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
NY
10/04/2021 - 04/05/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/04/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/20/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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