Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Manuel Vallejo is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Johnny has been in the securities industry since February 3, 2004 and has Series 6, 63, and 65 licenses. Prior to joining Cambridge, Johnny was associated with Money Concepts Capital Corp in Fullerton, CA. Johnny is currently registered in Arizona, Arkansas, California, Colorado, Georgia, Idaho, New York and Texas. Johnny's firm, Cambridge Investment Research Advisors, Inc., is a large independent broker-dealer and registered investment advisor based in Fairfield, Iowa. The firm provides a wide range of financial products and services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
03/06/2019 - Present
Cambridge Investment Research Advisors, Inc. (Placentia CA)
CA
02/03/2004 - 04/28/2011
MONEY CONCEPTS CAPITAL CORP (FULLERTON CA)
IA
Issued 12/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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