Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Liu is a financial advisor with Nylife Securities LLC. Johnny has been in the securities industry since October 14, 2016. Johnny holds FINRA Series 6, 7, and SIE licenses as well as the Series 63 license. Johnny is currently registered with the state of California. Johnny previously worked with Nylife Securities LLC from February 20, 2015 to January 13, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/09/2022 - Present
Nylife Securities LLC (RIVERSIDE CA)
CA
02/20/2015 - 01/13/2021
NYLIFE SECURITIES LLC (RIVERSIDE CA)
BC
Issued 03/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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