Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Cavazos is an investment advisor representative registered with LPL Financial LLC in SAN ANTONIO, TX. Johnny has been in the financial services industry for 8 years. Previously Johnny was registered with Equitable Advisors, LLC and J.P. Morgan Securities LLC. Johnny has passed the Series 7, Series 66 and SIE exams. Johnny is also registered in 9 states: Colorado, Florida, New York, Ohio, Pennsylvania, Texas, Virginia and Wisconsin. Johnny provides financial planning, portfolio management and consulting services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/09/2024 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
11/14/2019 - 01/26/2021
EQUITABLE ADVISORS, LLC (SAN ANTONIO TX)
TX
12/04/2014 - 03/14/2019
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BOTH
Issued 12/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Johnny Cavazos is the right advisor for you? Invested Better is here to help.
