Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Gin yang Ng is a financial advisor with over 22 years of experience in the industry. Johnny Gin yang Ng is currently registered with Stifel, Nicolaus & Company, Inc. and has previously been registered with Ameriprise Financial Services, LLC, NYLIFE Securities LLC, and Ameriprise Financial Services, Inc. Johnny Gin yang Ng holds the Series 66, Series 10, Series 9, Series 24, SIE, and Series 7 licenses. Johnny Gin yang Ng is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/04/2022 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
06/07/2017 - 07/22/2022
AMERIPRISE FINANCIAL SERVICES, LLC (San Francisco CA)
CA
04/27/2010 - 06/06/2017
NYLIFE SECURITIES LLC (SAN FRANCISCO CA)
CA
11/22/1999 - 12/14/2009
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
MN
11/22/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/06/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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