Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Floyd Dunn is an active investment advisor representative with Stifel, Nicolaus & Company, Inc. The firm has offices in MONTGOMERY, AL. Johnny has been in the industry since 1984 and has worked with previous firms including Morgan Stanley Smith Barney, CITIGROUP GLOBAL MARKETS INC., and THE ROBINSON-HUMPHREY COMPANY, LLC. Johnny Dunn has been registered with the state of Alabama since 2010 and has the following licenses: Series 3, Series 63 and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/08/2015 - Present
Stifel, Nicolaus & Company, Inc. (MONTGOMERY AL)
AL
06/01/2009 - 10/15/2010
MORGAN STANLEY SMITH BARNEY (MONTGOMERY AL)
AL
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MONTGOMERY AL)
GA
03/22/1984 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BC
Issued 03/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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