Unclaimed
Johnny Everett Carruth is a financial advisor with Northwestern Mutual Investment Services, LLC, with experience in the financial services industry since March 11, 1992. Johnny Carruth is registered with the state of Florida and holds Series 6, 7, 63, and 65 licenses, as well as the SIE. Johnny Carruth is also a Chartered Financial Consultant (ChFC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
09/02/2022 - Present
Northwestern Mutual Investment Services, LLC (Venice FL)
BC
Issued 03/22/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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