Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Do is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a large financial services company. Johnny Do is a Series 7, Series 6, and Series 66 licensed professional with more than 7 years of experience in the financial services industry. Johnny Do has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2016. Previous to that, Johnny Do was with J.P. MORGAN SECURITIES LLC. Johnny Do specializes in providing investment advice to individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/13/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN GROVE CA)
CA
10/01/2012 - 08/02/2016
J.P. MORGAN SECURITIES LLC (WESTMINSTER CA)
CA
08/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CA)
BOTH
Issued 04/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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