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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Daswani is an Investment Advisor Representative registered with Wells Fargo Clearing Services, LLC. Johnny has over 20 years of experience in the financial services industry and holds a variety of licenses and registrations, including Series 7, 6, 63 and 65. Johnny has worked for a number of firms, including Raymond James Financial Services, Inc., J.P. Morgan Securities LLC and The Dreyfus Service Corporation. Johnny is a financial planner specializing in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/05/2024 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
07/19/2022 - 01/04/2024
J.P. MORGAN SECURITIES LLC (DULUTH GA)
FL
03/29/2021 - 07/28/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (DELRAY BEACH FL)
NY
08/10/2009 - 11/23/2009
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
02/10/1998 - 02/04/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 04/21/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/11/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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