linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Johnny Chi

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Johnny? Claim Your Profile

About Johnny Chi

Johnny Chi is a financial professional with over 20 years of experience in the financial industry. Johnny is currently registered with Charles Schwab & CO., Inc. as an Investment Advisor Representative. Johnny has held previous positions at TD Ameritrade, Inc., CETERA INVESTMENT SERVICES LLC, and PRUCO SECURITIES, LLC. Johnny holds licenses in both securities and investment advisory. Johnny is licensed in California.

Firm Information

Johnny Chi is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Johnny Chi’s Registration & Firm History

CA

07/31/2024 - Present

Charles Schwab & CO., Inc. (Pasadena CA)

CA

06/21/2022 - 12/31/2022

TD AMERITRADE, INC. (PASADENA CA)

CA

04/29/2021 - 07/09/2021

CETERA INVESTMENT SERVICES LLC (CITY OF INDUSTRY CA)

CA

09/30/2020 - 01/06/2021

TD AMERITRADE, INC. (ROWLAND HEIGHTS CA)

NJ

03/19/1999 - 05/03/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

AZ

01/01/1998 - 05/14/1998

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

Not sure if Johnny Chi is right for you?

Licenses & Designations

BOTH

Issued 11/23/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/03/2020

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Johnny Chi.
Not sure if Johnny Chi is right for you?