Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Brigido Ruiz is a financial advisor with Stonehaven, LLC, a firm based in New York, NY. Johnny is a registered representative and has been active in the industry since December 2020. Johnny holds Series 7, 63, and 66 licenses as well as the SIE. He is also registered with the states of California, Florida, Georgia, New York, and Texas. Prior to joining Stonehaven, LLC, Johnny worked at FINALIS SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/05/2023 - Present
Stonehaven, LLC (NEW YORK NY)
NY
01/01/2023 - 08/08/2023
FINALIS SECURITIES LLC (NEW YORK NY)
MD
03/31/2016 - 12/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNT VALLEY MD)
BC
Issued 03/20/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/22/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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