Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnny? Claim Your ProfileJohnny Bowchong Tan is a financial advisor with LPL Financial LLC. He is based in Whittier, California. Johnny Tan has been working in the financial industry since 1999 and has a wide range of experience in the industry. He is registered with the state of California and Texas. He has worked with a number of firms including Citicorp Investment Services, WM Financial Services, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/26/2018 - Present
LPL Financial LLC (WHITTIER CA)
CA
05/29/2007 - 12/17/2009
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
CA
02/09/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG BEACH CA)
CA
10/10/2000 - 01/20/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
10/07/1998 - 08/09/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/07/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Johnny Tan is the right advisor for you? Invested Better is here to help.
