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Johnny Arthur Williams

Ally Invest Advisors

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About Johnny Arthur Williams

Johnny Williams is a financial advisor with Ally Invest Advisors. Johnny has been working in the financial services industry since 2005. Johnny is a Certified Financial Planner and holds the Series 7, 9, 10, and 66 licenses. Johnny specializes in financial planning and portfolio management.

Firm Information

Johnny Williams is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Johnny Williams’s Registration & Firm History

NC

05/12/2023 - Present

Ally Invest Advisors (CHARLOTTE NC)

SC

02/24/2020 - 05/12/2023

MORGAN STANLEY (Columbia SC)

SC

03/26/2015 - 02/26/2020

LPL FINANCIAL LLC (FORT MILL SC)

NC

02/12/2013 - 03/19/2015

WELLS FARGO ADVISORS, LLC (WINSTON-SALEM NC)

NC

06/01/2009 - 02/27/2013

MORGAN STANLEY (WINSTON-SALEM NC)

SC

05/17/2005 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (COLUMBIA SC)

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Licenses & Designations

BOTH

Issued 06/17/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/02/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/03/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Johnny Arthur Williams.
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