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Johnnie William Harris

Schwab Wealth Advisory, Inc.

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About Johnnie William Harris

Johnnie William Harris is an investment advisor representative with Schwab Wealth Advisory, Inc., and has been in the industry since 2004. Johnnie is registered with the state of Arizona as an investment advisor representative and is also registered in 53 other states and jurisdictions. Johnnie specializes in financial planning, portfolio management for businesses and individuals, and investment company products/variable contracts. Johnnie has previously been employed at SAGEPOINT FINANCIAL, INC. and Vanguard Marketing Corporation.

Firm Information

Johnnie Harris is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Johnnie Harris’s Registration & Firm History

CA

11/30/2021 - Present

Schwab Wealth Advisory, Inc. (SAN FRANCISCO CA)

AZ

10/19/2006 - 07/01/2020

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

AZ

05/26/2004 - 10/16/2006

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/01/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2011

Series 7 - General Securities Representative Examination

BC

Issued 05/25/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Johnnie William Harris.
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