Unclaimed
Johnnie Robert Harris is a financial advisor with T. Rowe Price Investment Services, Inc. Johnnie has been in the industry since January 12, 2016. Johnnie is registered with the Securities and Exchange Commission (SEC) and is a Series 63, SIE, and Series 6 licensed representative. Johnnie is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/17/2024 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
CO
01/04/2021 - 05/10/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MA
01/08/2020 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
IN
10/08/2018 - 10/31/2019
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
GA
06/08/2018 - 10/03/2018
WELLS FARGO CLEARING SERVICES, LLC (DULUTH GA)
GA
11/04/2015 - 02/08/2018
VALIC FINANCIAL ADVISORS, INC. (ATLANTA GA)
GA
05/02/2015 - 10/06/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)
BC
Issued 09/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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