Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnna? Claim Your ProfileJohnna Helene Gonzalez is a financial professional with over 15 years of experience in the industry. Johnna has held positions at several prominent firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Fidelity Investments Institutional Services Company, Inc. Currently, Johnna is associated with Fidelity Brokerage Services LLC and is licensed to conduct business in Rhode Island. Johnna is a Series 6, Series 7, and Series 66 registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/21/2010 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
06/01/2009 - 01/11/2010
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
09/18/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
RI
12/20/2006 - 09/04/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 07/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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