Unclaimed
Johncole Strong McArdle is a financial advisor based in Manhattan Beach, CA. Johncole is currently registered with Alps Distributors, Inc. in Manhattan Beach, CA. Johncole has been in the industry since 2022. Johncole holds the Series 66, Series 7TO, and SIE licenses. Johncole is registered in 16 states including Colorado, Connecticut, Idaho, Maine, Massachusetts, Montana, New Hampshire, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Rhode Island, Vermont, Washington, and Wyoming. Johncole was previously registered with UBS FINANCIAL SERVICES INC. in WEEHAWKEN, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/23/2024 - Present
Alps Distributors, Inc. (Manhattan Beach CA)
NJ
12/09/2022 - 07/10/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 07/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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