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Johnathon Edward Pitts

Pruco Securities, LLC

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About Johnathon Edward Pitts

Johnathon Edward Pitts is a financial advisor with Pruco Securities, LLC. Johnathon has been in the industry since August 2007. Johnathon is a Certified Financial Planner and has passed the Series 6, 7, 63, 66, and 24 exams. Johnathon has worked with a variety of clients, including individuals, corporations, trusts, and estates.

Firm Information

Johnathon Pitts is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Johnathon Pitts’s Registration & Firm History

NC

12/08/2020 - Present

Pruco Securities, LLC (CHARLOTTE NC)

NC

01/18/2019 - 12/01/2020

EDWARD JONES (FAYETTEVILLE NC)

NC

01/14/2011 - 01/18/2019

LPL FINANCIAL LLC (BURLINGTON NC)

NJ

07/18/2007 - 04/08/2008

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

11/16/2004 - 07/17/2007

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 01/26/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2011

Series 24 - General Securities Principal Examination

BC

Issued 12/22/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/15/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Johnathon Edward Pitts.
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