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Johnathan Smith

Alight Financial Solutions, LLC

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About Johnathan Smith

Johnathan Smith is a financial advisor registered with Alight Financial Solutions, LLC. Johnathan holds the Series 6TO and SIE licenses, demonstrating their commitment to providing comprehensive financial guidance. Johnathan has been in the financial industry for less than a year.

Firm Information

Johnathan Smith is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Johnathan Smith’s Registration & Firm History

NC

04/08/2024 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/02/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Johnathan Smith. Review regulatory record here.
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