Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan Russell Smith is a registered representative with DFA Securities LLC. Johnathan has been in the industry since October 2018. Johnathan holds the Series 7TO, Series 63, and SIE licenses. Johnathan is registered in North Carolina and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/30/2018 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 05/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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